What type of information does the minimum necessary standard refer to under the HIPAA Privacy Rule?

Do not be misled by complaining requestors under the wrongful claim of “Minimum Necessary” Violations.

What type of information does the minimum necessary standard refer to under the HIPAA Privacy Rule?
Annoyed and confrontational requestors may challenge the content provided in response to a request for medical records because they don’t like the fee associated with issuance of records. The requestor may perceive the fee is associated with the volume of information, or they don’t want to spend the time sifting through the data to find what’s relevant to them. Rest assured, a Covered Entity makes the determination of what constitutes their organization’s Minimum Necessary Policy, regardless of the questions and complaints of requestors. 

As your healthcare data experts, ScanSTAT provides the following guidance to Covered Entities: you do not have to respond to or spend time appeasing these disgruntled or misleading requestors.  It is the Covered Entity (or trusted Business Associate) that holds the authority to develop its own policies and procedures to address the issue of Minimum Necessary.

So long as your organization is adhering to its policies, it is likely you are compliant with the applicable HIPAA provisions despite pushback from requestors to the contrary.  Your organization is not required to spend hours sifting through the medical records and parsing out information in order to spare a requestor from spending the time to locate the information they deem relevant.

Covered Entities and Business Associates are required by the Standards for Privacy of Individually Identifiable Health Information (Privacy Rule)[1]to take reasonable efforts to limit the release of PHI to the minimum necessary to accomplish the intended purpose of the request,[2] often referred to as the “Minimum Necessary Standard.”  It is designed to be flexible and places the authority with the Covered Entity to determine implementation.[3]

HOW DOES THE MINIMUM NECESSARY REQUIREMENT RULE WORK?

A healthcare organization must develop and implement policies and procedures that are appropriate for its organization and reflect the business practices and workforce. The organization’s policies and procedures must identify who needs access to PHI to carry out their job responsibilities, the categories of PHI needed and the conditions where access is appropriate. For example, a hospital can permit doctors, nurses or others involved in treatment to have access to the full medical record. Where the entire medical record is necessary, the organization’s policies and procedures must state so explicitly and include a justification.

When Does The Minimum Necessary Standard Not Apply?

  • Healthcare providers making a request for treatment purposes
  • Patients when they make the request for their own records
  • Requests with a valid authorization
  • Requests required for compliance with HIPAA Administrative Simplifications Rules
  • HHS requests for disclosure of information required under the Privacy Rule for enforcement purposes
  • When the request is otherwise required by law

WHO DECIDES WHAT IS MINIMUM NECESSARY?

A Covered Entity may rely on the judgment of its Business Associate as to the minimum amount of information needed for a reasonable request to disclose PHI.  This is where we ask Covered Entities to “Defer to ScanSTAT,” and let us take on this burden.  As a trusted Business Associate, we want to ensure we provide requestors with the right information.  Covered Entities entrust the us with PHI, and we have an obligation to disclose that information correctly.  We have developed policies and procedures for implementing the Minimum Necessary Standard so our fulfillment of applicable requests are compliant with the Privacy Rule.

DATAFILE & YOUR MINIMUM NECESSARY POLICY

At ScanSTAT, we aim to do what is in the best interest of our clients. It is ultimately the Covered Entity that determines whether to defer to our method of implementation or utilize their own minimum necessary policy.  If a Covered Entity prefers to use its own method, we will certainly comply as the Privacy Rule dictates. The Covered Entity always has discretion to determine its own standard for minimum necessary determination for disclosures.

Learn more by contacting our team of Healthcare Data Experts.


[1] 45 CFR Part 160 and Part 164, Subparts A and E

[2] 45 CFR 164.502(b)

[3]https://www.hhs.gov/hipaa/for-professionals/privacy/guidance/minimum-necessary-requirement/index.html

What type of information does the minimum necessary standard refer to under the HIPAA Privacy Rule?

The Minimum Necessary Standard is a portion within the HIPAA Privacy Rule that refers to the sharing of protected health information (PHI). This portion of the law refers to only accessing or using PHI for appropriate business or medical purposes, to the least amount necessary. 

If you’re a doctor and you share the information for any reason other than the treatment of the patient and for your job, the actions could be a violation of the HIPAA Privacy Rule.

Now, there are some situations where the Minimum Necessary Standard doesn’t apply. Doctors and staff can share PHI to provide treatments or to collaborate. If the patient authorizes a disclosure, then a doctor can share the information legally.

The Secretary of the HHS can also ask for disclosure of the information as detailed in 45 CFR Part 160 Subpart C. Some laws require the uses and disclosures of PHI and are necessary to comply with HIPAA rules.

So what kind of situations would violate the Minimum Necessary Standards? There are hundreds, if not thousands, of historical examples. Here are 5 generalized examples of how the Minimum Necessary Standard applies to the treatment of a patient and hospital dynamics.

What type of information does the minimum necessary standard refer to under the HIPAA Privacy Rule?

Table of Contents

Example 1: Family Intervention

What type of information does the minimum necessary standard refer to under the HIPAA Privacy Rule?

But, what if this patient is your mother-in-law who is getting a tumor removed? What if the patient is your ex-husband’s wife who came in for a pregnancy checkup?

None of that matters. If the patient doesn’t explicitly say you have permission to know, you aren’t allowed to go into their digital records.

You also can’t pressure the healthcare professionals assigned to the patient to give you information. You aren’t allowed to eavesdrop on the conversation between the patient and staff on the case.

Example 2: IT Chaos

Your hospital might have regular cybersecurity checks to see if there was any unusual activity. The IT guy is likely monitoring your devices, checking to see if there is any spyware, keystroke logging, or other forms of malware.

Here’s another scenario that directly affects the Minimum Necessary Standard.

This particular day, the IT guy was checking a computer with stored protected health information. He clicks on a few files and looks at the patient records.

Now, he might be looking to see if the files can open. He might be looking at the algorithm of the file to see if anything looks suspicious.

What type of information does the minimum necessary standard refer to under the HIPAA Privacy Rule?

However, the IT guy doesn’t require access to a patient's medical history to complete his job. If he accesses the medical information without the express permission of the patient, his actions are a violation of HIPAA.

Viewing the files and data wasn’t necessary for the IT guy to complete his job. Therefore, he violated the Minimum Necessary Standard.

Example 3: Backseat "Driving"

Have you ever had a manager or coworker that seems to always get in the way? Does this person tell you medical information about a patient that you already know?

Depending on the circumstances, this could be a violation of the Minimum Necessary Standard.

Pretend you’re a surgeon at a local hospital. Let’s say that a nurse performed a timeout before your patient went into surgery. The nurse goes into detail about what the procedure will entail, the risks, and the potential benefits. However, the nurse tells you to make sure you wear gloves because the patient has hepatitis C.

You already know to wear gloves. It’s surgery after all. The fact that the patient has hepatitis C is irrelevant in this situation since the gloves are mandatory for this procedure. On top of that, you already know the patient has hepatitis C. You received permission to view all the medical records to perform a successful surgery.

What type of information does the minimum necessary standard refer to under the HIPAA Privacy Rule?

The nurse was being a backseat driver while telling you the information you already know.

How is this a violation of the Minimum Necessary Standard?

The nurse decided to share this information with you in the middle of the hallway where other doctors, staff, and patients could potentially hear the information. Having hepatitis C is very embarrassing to the patient.

Therefore, the patient files a complaint since people may know his health information without his permission. Plus, the hospital staff and other patients don’t need to know the information. 

Example 4: Stardom

Pretend you and your best friend work for a gynecologist. One day, your friend tells you all about how the quarterback of your favorite football team came in with his girlfriend.

She confides in you that she is pregnant!

You follow the team on every social media outlet and know everything about each of the players, including their personal life. But you had no idea the quarterback was dating anybody let alone about to become a father.

You and your best friend gossip about the situation throughout the entire lunch break. How will it distract the quarterback this upcoming season?

When you get home you tell your significant other about the exciting news. You then grab your work laptop and play detective. First, you search all of the updated patient records from the last 48 hours. You look at all of the records that your friend had written. Next, you narrow it down to which of the patients you think is the quarterback’s girlfriend.

What type of information does the minimum necessary standard refer to under the HIPAA Privacy Rule?

With these actions, you and your friend violated the Minimum Necessary Standard in several ways.

First, you didn’t need to know the information. The sharing of the information was not absolutely necessary for the treatment of the patient. Error one.

The second error was sharing the information with your spouse. They also didn’t need to know about the situation, the health information, and the details shared with you.

The third error was snooping. You weren't authorized to access the medical records. The patient didn’t give you express permission. Your knowledge of the situation does not benefit the patient or the treatment plan in any way, so you don’t have to know anything about the patient.

Example 5: Patient Database Errors

A physician assigned to a patient needs to know about all of the medical records, especially those related to the treatment at hand.

But what if there was a mixup? What if there was some private information mixed in the records that aren’t related to medical information?

This could happen in a few different ways.

Someone could have sent you the wrong file. The file could contain information like the patient’s social security number, billing address, and financial information. The physician doesn’t need to know this information. It’s completely unnecessary and the situation violated Minimum Necessary Standard.

What type of information does the minimum necessary standard refer to under the HIPAA Privacy Rule?

Maybe someone scanned papers into the computer incorrectly and the person scanning didn’t pay attention to what the papers included or didn’t include a HIPAA compliant fax cover sheet.

So when the physician receives the email with the file, there is a lot of unnecessary information, violating the HIPAA Privacy Rule again.

Conclusion

The Minimum Necessary Standard is a complicated matter. Who absolutely needs to know the private health information? What type of information should you include and what information should you not include?

If the wrong information goes to the wrong person, it can lead to a HIPAA violation. This can mean a hefty fine at best and potential jail time at the worst.

Sharing information unnecessarily can happen in many ways. It can be through gossip, giving advice where people can overhear, sending the wrong paperwork to a doctor, accessing a file that you were not supposed to see, and snooping.

It doesn’t matter if the information is medical or financial. It doesn’t matter if the information is about a celebrity or a family member. The Minimum Necessary Standard applies to all individuals and protects all types of patients.

What does minimum necessary mean in relation to PHI disclosures?

The Minimum Necessary Standard, which can be found under the umbrella of the Privacy Rule, is a requirement that covered entities take all reasonable steps to see to it that protected health information (PHI) is only accessed to the minimum amount necessary to complete the tasks at hand.

What does minimum necessary mean Hipaa quizlet?

The minimum necessary standard limits uses, disclosures, and requests for PHI to the minimum necessary amount of PHI needed to carry out the intended purposes of the use or disclosure. The minimum necessary standard does not apply to disclosures to, or requests by, a health care provider for treatment purposes.

What is the minimum necessary standard quizlet?

What is the minimum necessary standard and who does it apply to? A rule that applies to individuals who work for an organization (providers and other CEs) that they must limit the use, disclosure, and requests of PHI to only the amount needed to accomplish the intended purpose (excludes TPO).